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Fall 2020 Advisory

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Penny Cagan on Managing Conduct Risk in Crisis

Penny Cagan, Lecturer in SPS’s M.S. in Enterprise Risk Management program, will appear at the OpRisk North America 2020 conference on 10/19.

She will participate as a speaker for the panel: “Managing Conduct Risk in Crisis: Practical Tools and Key Insights.” Together with other thought leaders in risk management, she will discuss such issues as fatigue and carelessness on the trading floor, minor violation patterns, fast reporting using Tableau for data streams from multiple sources and control frameworks in a decentralized environment.

Currently, Penny Cagan serves as the Head of Operational Risk Governance for the Americas with MUFG Union Bank, where she currently manages the Operational Risk framework, practices, regulatory responses and core programs. She has been granted three awards by the magazine Operational Risk & Regulation for her contribution to the field over her 30 years of service in risk management, compliance, controls and research.


Learn more about the M.S. in Enterprise Risk Management