Conduct Risk: The Consequences of Bad Behavior

What makes things go wrong at an organization? What emboldens managers to benefit themselves over their company? What makes salespersons sell without concern for the customer? And, what are the consequences of these trespasses?

Conduct Risk Management is a field that aspires to answer these questions by discovering the best policies to keep our organizations, employees, customers, markets, and other stakeholders safe. Please join our panel of industry experts to hear what they have learned over their accomplished careers in Conduct Risk.

Opening Remarks

Dave Romoff, Associate Director and Lecturer in Discipline

Moderator

Penny Cagan, Lecturer; Managing Director, MUFG Union Bank

Panelists

Tom Balogh, Executive Director, A&O Consulting

Spyro Karetsos, Lecturer, Chief Compliance Officer, Google

Scott Waterhouse, Managing Director, Ernst & Young's Financial Services Risk Management group

Tanya Weisleder, Global Conduct Risk Head, Credit Suisse

For questions, please contact Jay Hirsch, jh3975 [[at]] columbia [[dot]] edu.

For additional information about program offerings at Columbia University’s School of Professional Studies, please contact an Admissions Counselor at 212-854-9666 or inquire [[at]] sps [[dot]] columbia [[dot]] edu.